Our Services

Comprehensive Wealth Management

Our mission is to be your go-to support system for elite wealth management. With extensive resources and a dedicated team of specialized professionals, we provide everything you need to clarify your goals, organize your financial world, and maximize your success.

Investment Planning

  • Portfolio Management & Risk Analysis
  • Asset Allocation & Diversification
  • Concentrated Stock Analyses
  • Investment Risk Control Strategy
  • Second Opinion reviews
  • Portfolio Stress-Testing

Retirement Planning

  • Retirement Goal Setting
  • Social Security Analysis
  • Business Planning
  • IRA Contributions & Conversion
  • 401(k) Management & Employer Sponsored Plans
  • Annuities & Pensions
  • RMDs & Withdrawal Strategies

Estate Planning & Philanthropy

  • Charitable Giving
  • Asset Protection Analysis

Risk Management & Insurance

  • Review of Existing Policies
  • Life Insurance Needs
  • Long Term Care Insurance
  • Disability Insurance
  • Liability Coverage

Cash Flow & Budgeting

  • Cash Flow Analysis
  • Expenses & Budgeting
  • Debt Management
  • Planned Purchases
  • Emergency Savings
  • Mortgage Review
  • Lines of Credit

Family Services

  • College Savings Planning
  • 529 College Savings Plans
  • Roth IRAs for Children
  • Gifting
  • Elderly Planning
  • Legacy Planning

Corporate Executive Services

  • Single Stock Strategies
  • Restricted Stock/Rule 144 Transactions
  • 10b5-1 Sales Plan Design and Execution
  • Stock Option Finance and Planning
  • Affiliate Equity Shelf Programs for Selling Large Blocks of Stock
  • Cashless Stock Option Exercise and Sale

Execution Services for Corporations

  • At-The-Market Offerings
  • Open Market Share Repurchase Programs
  • Agency Retail Block Placements
  • Principal Block Bids
  • Equity Compensation Plan Solutions: Software and Execution Platform
  • Fixed Income Investments
  • Private Equity Distributions and Block Placements
  • Strategic Accumulations of Public Target Company's Equity

Client Resources

The investments and services listed may not be appropriate for all investors. Steward Partners Investment Solutions, LLC recommends that investors independently evaluate particular investments, and encourages investors to seek the advice of a Wealth Manager. The appropriateness of a particular investment will depend upon an investor's individual circumstances and objectives.

Borrowing against securities may not be appropriate for everyone. You should be aware that there are risks associated with a securities based loan, including possible margin calls on short notice, and that market conditions can magnify any potential for loss.

Important Risk Information for Securities Based Lending: A line of credit backed by securities, such as a securities based line of credit or Margin account may not be suitable for all clients and investors. Borrowing on securities backed lending products or Margin accounts and using securities as collateral may involve a high degree of risk including unintended tax consequences and the possible need to sell your holdings, which may lead to a significant impact on long-term investment goals. An investor can lose more funds than he or she deposited in the account. Market conditions can magnify any potential for loss. If the market turns against the client, he or she may be required to quickly deposit additional securities and/or cash in the account(s) or pay down the loan to avoid liquidation. Clients and investors may not be entitled to choose which securities or other assets in his or her account are liquidated or sold to meet a Call. The firm can increase its maintenance requirements at any time and is not required to provide advance written notice. Clients and investors may not be entitled to an extension of time on Calls. The securities in the Pledged Account(s) may be sold to meet the Collateral Calls and the securities in a Margin account can be sold to meet Margin Calls; the firm can sell the client's securities without contacting them. Increased interest rates could also affect LIBOR rates that apply to your line of credit causing the cost of the credit line to increase significantly. The interest rates charged on a line of credit are determined by (i) the market value of pledged assets and the net value of the client's non-pledged Capital Access account or (ii) the line of credit amount. The interest rates charged on Margin accounts are determined by the amount borrowed. Please visit RJ Login Portal for additional information.

The proceeds from a securities based line of credit cannot be (a) used to purchase or carry securities; (b) deposited into a Raymond James investment or trust account; (c) used to purchase any product issued or brokered through an affiliate of Raymond James, including insurance; or (d) otherwise used for the benefit of, or transferred to, an affiliate of Raymond James. Raymond James Bank does not accept RJF stock or any securities issued by affiliates of Raymond James Financial as pledged securities towards a line of credit. Lines of credit are provided by Raymond James Bank. Securities based line of credit and structured lines of credit provided by Raymond James Bank, Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. are affiliated with Raymond James Bank, a federally chartered national bank.

Steward Partners Investment Solutions, LLC is a registered Broker/Dealer, Member SIPC, and not a bank. Where appropriate, Steward Partners Investment Solutions, LLC has entered into arrangements with banks and other third parties to assist in offering certain banking related products and services.

Investment, insurance and annuity products offered through Steward Partners Investment Solutions, LLC are: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED | NOT A BANK DEPOSIT | NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY